Business / Finance / Lending Securities: Securities borrowed from a broker's inventory, from another customer's margin account, or from another broker, when a customer is required to deliver on a short sale.
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Business / Accounting / Securities And Exchange Commission (SEC): The government body responsible for regulating the financial reporting practices of most publicly owned corporations in connection with the buying and selling of stocks and bonds. MORE
Business / Finance / Securities And Commodities Exchanges: Exchanges on which securities, options, and futures contracts are traded by members for their own accounts and for the accounts of customers. MORE
Business / Finance / Securities Analysts: Related: Financial analysts MORE
Business / Finance / Securities And Exchange Commission Rules: Rules enacted by the SEC to assist in the regulation of U.S. financial markets. MORE
Business / Finance / Securities Exchange Act Of 1934: Legislation that created the SEC, outlawing dishonest practices in the trading of securities. MORE
Business / Finance / Securities Industry Committee On Arbitration (SICA): A private group that provides mediation services in case of customer complaints against securities firms. MORE